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We drive the transformation of the financial markets. That’s why we invest in bright minds, in their ideas, knowledge and development. We do that by combining our best sides.

 

If you would like to find out why stability makes us so agile, why experience makes us so curious and why empathy makes us so impactful, apply now for the position of

 

 

 Compliance Officer

Madrid | Full-Time (Hybrid) | Reference 4343

 

 

Are you passionate about European regulations and latest innovations and financial market trends in the compliance landscape? Do you have a strong compliance background, good organizational skills and enjoy team working? If yes, this is the right place for you. At this job, you will be part of the REGIS-TR Compliance team, under the SIX Compliance Group and together we will help to develop a robust compliance function.

 

 

 

 What You Will Do

  • provide advice and assessment to REGIS-TR business units on Compliance related topics
  • support and assess through project design and implementation process to ensure compliance with relevant regulations
  • elaboration of the relevant annual deliverables such as compliance reports and monitoring programs, typically through the analysis and monitorization of business activities versus regulatory and internal policies and procedures
  • support on the annual training and awareness program to REGIS-TR employees
  • directly support the Head Compliance Officer

 

 

 

What You Bring

  • degree in Business Administration and/or Law
  • at least 4 to 5 years’ experience in compliance department and execution of monitoring activities
  • knowledge on reporting regulations such as EMIR, SFTR or FINFRAG or similar regulations
  • experience dealing with national or international authorities and market supervisors
  • proficient in Spanish and English
 

If you have any questions, please call German Lopez Arranz at +34 91 709 5771.

 

For this vacancy we only accept direct applications.

 

Diversity is important to us. Therefore, we are looking to receiving applications regardless of any personal background. 

What We Offer

Flexible Work Models
We trust our employees and offer a work environment that is well-balanced, productive and fosters success. 

Personal Development
You will benefit from a culture of continuous learning and feedback. Your personal growth is supported through an extensive learning offering.

Agile Working Methods 
Whether through scrum or design thinking,
we solve exciting tasks together in teams.